bloomfilter.c

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/*-------------------------------------------------------------------------
 *
 * bloomfilter.c
 *      Space-efficient set membership testing
 *
 * A Bloom filter is a probabilistic data structure that is used to test an
 * element's membership of a set.  False positives are possible, but false
 * negatives are not; a test of membership of the set returns either "possibly
 * in set" or "definitely not in set".  This is typically very space efficient,
 * which can be a decisive advantage.
 *
 * Elements can be added to the set, but not removed.  The more elements that
 * are added, the larger the probability of false positives.  Caller must hint
 * an estimated total size of the set when the Bloom filter is initialized.
 * This is used to balance the use of memory against the final false positive
 * rate.
 *
 * The implementation is well suited to data synchronization problems between
 * unordered sets, especially where predictable performance is important and
 * some false positives are acceptable.  It's also well suited to cache
 * filtering problems where a relatively small and/or low cardinality set is
 * fingerprinted, especially when many subsequent membership tests end up
 * indicating that values of interest are not present.  That should save the
 * caller many authoritative lookups, such as expensive probes of a much larger
 * on-disk structure.
 *
 * Copyright (c) 2018-2025, PostgreSQL Global Development Group
 *
 * IDENTIFICATION
 *    src/backend/lib/bloomfilter.c
 *
 *-------------------------------------------------------------------------
 */
#include "postgres.h"
 
#include <math.h>
 
#include "common/hashfn.h"
#include "lib/bloomfilter.h"
#include "port/pg_bitutils.h"
 
#define MAX_HASH_FUNCS      10
 
struct bloom_filter
{
    /* K hash functions are used, seeded by caller's seed */
    int         k_hash_funcs;
    uint64      seed;
    /* m is bitset size, in bits.  Must be a power of two <= 2^32.  */
    uint64      m;
    unsigned char bitset[FLEXIBLE_ARRAY_MEMBER];
};
 
static int  my_bloom_power(uint64 target_bitset_bits);
static int  optimal_k(uint64 bitset_bits, int64 total_elems);
static void k_hashes(bloom_filter *filter, uint32 *hashes, unsigned char *elem,
                     size_t len);
static inline uint32 mod_m(uint32 val, uint64 m);
 
/*
 * Create Bloom filter in caller's memory context.  We aim for a false positive
 * rate of between 1% and 2% when bitset size is not constrained by memory
 * availability.
 *
 * total_elems is an estimate of the final size of the set.  It should be
 * approximately correct, but the implementation can cope well with it being
 * off by perhaps a factor of five or more.  See "Bloom Filters in
 * Probabilistic Verification" (Dillinger & Manolios, 2004) for details of why
 * this is the case.
 *
 * bloom_work_mem is sized in KB, in line with the general work_mem convention.
 * This determines the size of the underlying bitset (trivial bookkeeping space
 * isn't counted).  The bitset is always sized as a power of two number of
 * bits, and the largest possible bitset is 512MB (2^32 bits).  The
 * implementation allocates only enough memory to target its standard false
 * positive rate, using a simple formula with caller's total_elems estimate as
 * an input.  The bitset might be as small as 1MB, even when bloom_work_mem is
 * much higher.
 *
 * The Bloom filter is seeded using a value provided by the caller.  Using a
 * distinct seed value on every call makes it unlikely that the same false
 * positives will reoccur when the same set is fingerprinted a second time.
 * Callers that don't care about this pass a constant as their seed, typically
 * 0.  Callers can also use a pseudo-random seed, eg from pg_prng_uint64().
 */
bloom_filter *
bloom_create(int64 total_elems, int bloom_work_mem, uint64 seed)
{
    bloom_filter *filter;
    int         bloom_power;
    uint64      bitset_bytes;
    uint64      bitset_bits;
 
    /*
     * Aim for two bytes per element; this is sufficient to get a false
     * positive rate below 1%, independent of the size of the bitset or total
     * number of elements.  Also, if rounding down the size of the bitset to
     * the next lowest power of two turns out to be a significant drop, the
     * false positive rate still won't exceed 2% in almost all cases.
     */
    bitset_bytes = Min(bloom_work_mem * UINT64CONST(1024), total_elems * 2);
    bitset_bytes = Max(1024 * 1024, bitset_bytes);
 
    /*
     * Size in bits should be the highest power of two <= target.  bitset_bits
     * is uint64 because PG_UINT32_MAX is 2^32 - 1, not 2^32
     */
    bloom_power = my_bloom_power(bitset_bytes * BITS_PER_BYTE);
    bitset_bits = UINT64CONST(1) << bloom_power;
    bitset_bytes = bitset_bits / BITS_PER_BYTE;
 
    /* Allocate bloom filter with unset bitset */
    filter = palloc0(offsetof(bloom_filter, bitset) +
                     sizeof(unsigned char) * bitset_bytes);
    filter->k_hash_funcs = optimal_k(bitset_bits, total_elems);
    filter->seed = seed;
    filter->m = bitset_bits;
 
    return filter;
}
 
/*
 * Free Bloom filter
 */
void
bloom_free(bloom_filter *filter)
{
    pfree(filter);
}
 
/*
 * Add element to Bloom filter
 */
void
bloom_add_element(bloom_filter *filter, unsigned char *elem, size_t len)
{
    uint32      hashes[MAX_HASH_FUNCS];
    int         i;
 
    k_hashes(filter, hashes, elem, len);
 
    /* Map a bit-wise address to a byte-wise address + bit offset */
    for (i = 0; i < filter->k_hash_funcs; i++)
    {
        filter->bitset[hashes[i] >> 3] |= 1 << (hashes[i] & 7);
    }
}
 
/*
 * Test if Bloom filter definitely lacks element.
 *
 * Returns true if the element is definitely not in the set of elements
 * observed by bloom_add_element().  Otherwise, returns false, indicating that
 * element is probably present in set.
 */
bool
bloom_lacks_element(bloom_filter *filter, unsigned char *elem, size_t len)
{
    uint32      hashes[MAX_HASH_FUNCS];
    int         i;
 
    k_hashes(filter, hashes, elem, len);
 
    /* Map a bit-wise address to a byte-wise address + bit offset */
    for (i = 0; i < filter->k_hash_funcs; i++)
    {
        if (!(filter->bitset[hashes[i] >> 3] & (1 << (hashes[i] & 7))))
            return true;
    }
 
    return false;
}
 
/*
 * What proportion of bits are currently set?
 *
 * Returns proportion, expressed as a multiplier of filter size.  That should
 * generally be close to 0.5, even when we have more than enough memory to
 * ensure a false positive rate within target 1% to 2% band, since more hash
 * functions are used as more memory is available per element.
 *
 * This is the only instrumentation that is low overhead enough to appear in
 * debug traces.  When debugging Bloom filter code, it's likely to be far more
 * interesting to directly test the false positive rate.
 */
double
bloom_prop_bits_set(bloom_filter *filter)
{
    int         bitset_bytes = filter->m / BITS_PER_BYTE;
    uint64      bits_set = pg_popcount((char *) filter->bitset, bitset_bytes);
 
    return bits_set / (double) filter->m;
}
 
/*
 * Which element in the sequence of powers of two is less than or equal to
 * target_bitset_bits?
 *
 * Value returned here must be generally safe as the basis for actual bitset
 * size.
 *
 * Bitset is never allowed to exceed 2 ^ 32 bits (512MB).  This is sufficient
 * for the needs of all current callers, and allows us to use 32-bit hash
 * functions.  It also makes it easy to stay under the MaxAllocSize restriction
 * (caller needs to leave room for non-bitset fields that appear before
 * flexible array member, so a 1GB bitset would use an allocation that just
 * exceeds MaxAllocSize).
 */
static int
my_bloom_power(uint64 target_bitset_bits)
{
    int         bloom_power = -1;
 
    while (target_bitset_bits > 0 && bloom_power < 32)
    {
        bloom_power++;
        target_bitset_bits >>= 1;
    }
 
    return bloom_power;
}
 
/*
 * Determine optimal number of hash functions based on size of filter in bits,
 * and projected total number of elements.  The optimal number is the number
 * that minimizes the false positive rate.
 */
static int
optimal_k(uint64 bitset_bits, int64 total_elems)
{
    int         k = rint(log(2.0) * bitset_bits / total_elems);
 
    return Max(1, Min(k, MAX_HASH_FUNCS));
}
 
/*
 * Generate k hash values for element.
 *
 * Caller passes array, which is filled-in with k values determined by hashing
 * caller's element.
 *
 * Only 2 real independent hash functions are actually used to support an
 * interface of up to MAX_HASH_FUNCS hash functions; enhanced double hashing is
 * used to make this work.  The main reason we prefer enhanced double hashing
 * to classic double hashing is that the latter has an issue with collisions
 * when using power of two sized bitsets.  See Dillinger & Manolios for full
 * details.
 */
static void
k_hashes(bloom_filter *filter, uint32 *hashes, unsigned char *elem, size_t len)
{
    uint64      hash;
    uint32      x,
                y;
    uint64      m;
    int         i;
 
    /* Use 64-bit hashing to get two independent 32-bit hashes */
    hash = DatumGetUInt64(hash_any_extended(elem, len, filter->seed));
    x = (uint32) hash;
    y = (uint32) (hash >> 32);
    m = filter->m;
 
    x = mod_m(x, m);
    y = mod_m(y, m);
 
    /* Accumulate hashes */
    hashes[0] = x;
    for (i = 1; i < filter->k_hash_funcs; i++)
    {
        x = mod_m(x + y, m);
        y = mod_m(y + i, m);
 
        hashes[i] = x;
    }
}
 
/*
 * Calculate "val MOD m" inexpensively.
 *
 * Assumes that m (which is bitset size) is a power of two.
 *
 * Using a power of two number of bits for bitset size allows us to use bitwise
 * AND operations to calculate the modulo of a hash value.  It's also a simple
 * way of avoiding the modulo bias effect.
 */
static inline uint32
mod_m(uint32 val, uint64 m)
{
    Assert(m <= PG_UINT32_MAX + UINT64CONST(1));
    Assert(((m - 1) & m) == 0);
 
    return val & (m - 1);
}